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Complete Guide to Company Audits
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Table of Contents

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Part I -- Instant Referencer

1 >>   
1 : List of Normal Annual Compliances by a Company under Companies Act, 2013 2 >>   
2 : Exemptions Available to a Private Company 4 >>   
3 : Exemptions Available to a Government Company 9 >>   
4 : Exemptions Available to a Section 8 (Non-Profit) Company 14 >>   
5 : Exemptions Available to a Nidhi Company 16 >>   
6 : Compoundable Offences under Companies Act, 2013 18 >>   
7 : Non-Compoundable Offences under Companies Act, 2013 25 >>   
8 : Offences Earlier Punishable with Fine Substituted by Penalty 29 >>   
9 : Registers to be Maintained under Companies Act, 2013 30 >>   
10 : Threshold Limits Applicability Chart under Companies Act, 2013 32 >>   
11 : Government Fees Payable under Companies Act, 2013 36 >>   
12 : List of Forms under Companies Act, 2013 42 >>   

Part II -- Audit of Companies

48 >>   
13 : Books of Account 47 >>   
14 : Corporate Financial Statements 55 >>   
15 : Types of Audits under Companies Act, 2013 60 >>   

Part III -- Company Auditors

65 >>   
16 : Statutory Auditors -- Eligibility, Qualifications and Disqualifications 66 >>   
17 : Appointment of Statutory Auditors in Companies Other than Government Companies 74 >>   
18 : Appointment of Statutory Auditors in Government Companies 93 >>   
19 : Reappointment of Retiring Auditors 101 >>   
20 : Rotation of Statutory Auditors 108 >>   
21 : Appointment of Branch Auditor 115 >>   
22 : Appointment of Joint Auditor 118 >>   
23 : Resignation of Statutory Auditor 121 >>   
24 : Removal of Statutory Auditor 124 >>   
25 : Internal Auditor 133 >>   
26 : Cost Auditor 137 >>   
27 : Secretarial Auditor 147 >>   
28 : Reporting of Fraud 150 >>   
29 : Duties and Liabilities of Auditor 159 >>   
30 : Rights of Auditor 176 >>   
31 : Remuneration of Auditor 178 >>   
32 : Auditor Not to Render Certain Other Services 182 >>   
33 : Auditors to Attend General Meetings 185 >>   
34 : National Financial Reporting Authority 187 >>   

Part IV -- Statutory Audit

216 >>   
35 : Legal Provisions Concerning Statutory Audit 217 >>   
36 : Audit Process 228 >>   
37 : Auditor’s Report 245 >>   
38 : Check List of Items of Balance Sheet 311 >>   
39 : Check List for Items of Statement of Profit and Loss 331 >>   
40 : Check List for Cash Flow Statement 338 >>   

Part V -- Internal Audit

341 >>   
41 : Internal Audit -- Basics 342 >>   
42 : Legal Provisions under Companies Act, 2013 346 >>   
43 : Risk Management and Internal Audit 349 >>   
44 : Fraud Risk Management and Internal Audit 358 >>   
45 : Audit Committee Vis-a-Vis Internal Audit 360 >>   
46 : Internal Controls and Internal Check 368 >>   
47 : Internal Audit Process 377 >>   
48 : Itemwise Check Lists 386 >>   

Part VI -- Secretarial Audit

401 >>   
49 : Secretarial Audit -- Legal Provisions 402 >>   
50 : Preparation of Secretarial Audit 408 >>   
51 : Check Lists under Companies Act, 2013 414 >>   
52 : Check Lists for Capital Market Related Laws 446 >>   
53 : Check Lists for Foreign Direct Investment 462 >>   
54 : Check Lists for Competition Law 468 >>   
55 : Check Lists for Environmental Laws 470 >>   
56 : Check Lists for Board Processes 473 >>   
57 : Check Lists for Other Laws 479 >>   

Part VII -- Cost Audit

485 >>   
58 : Cost Audit -- Legal Provisions 486 >>   
59 : Cost Audit Process 534 >>   
60 : Itemwise Cost Audit 556 >>   

Part VIII -- Company Financial Statements

564 >>   
61 : Financial Statement 565 >>   
62 : Schedule III to the Companies Act, 2013 575 >>   
63 : Balance Sheet 585 >>   
64 : Statement of Profit and Loss 651 >>   
65 : Consolidated Financial Statements 678 >>   
66 : Depreciation and Amortisation 723 >>   
67 : Cash Flow Statement 751 >>   
68 : Dividend 757 >>   
69 : Circulation, Filing, Re-opening and Revision of Financial Statements 792 >>   

Part IX -- RoC Filing of Financial Statements

832 >>   
70 : RoC Filing of Financial Statements 833 >>   
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