| 16664400 | Sections 15HA & 15HB Penalty for fraudulent and unfair trade practices - Providing of investment ad -- Appellant applied for registration as a Research Analyst. While the application was under process SE ...
2024 TaxPub(CL) 64 (SAT- Mum)
Restock Research v. SEBI Against the appellant, SAT- Mum, Appeal No. 877 of 2023, 11-Dec-2023
|
| 16810200 | Section 12A Prohibition of manipulative and deceptive devices, insider trading and substantial acqui -- SEBI found that managing director traded in scrips of the company during possession of unpublished p ...
2024 TaxPub(CL) 178 (SAT-Mum)
Prakash C. Kanugo v. SEBI Partly in favour of appellant, SAT-Mum, Misc. Application Nos. 1638 and 1639 of 2022, Appeal Nos. 709 and 710 of 2022, 06-Nov-2023
|
| 16495200 | 2023 TaxPub(CL) 1874 (Bom-HC)
Gaurang Ajit Sheth v. Arcadia Shares & Stock Brokers (P) Ltd. Bom-HC, Interim Application (L) No. 19877 of 2023 Alongwith Interim Application (L) No. 4782 Of 2023 In Suit (L) No. 4756 of 2023, 12-Oct-2023
|
| 16810300 | Section 15T Appeal to Securities Appellate Tribunal - Issuance of Optionally Convertible Debentures -- SEBI found that company received funds through Optionally Convertible debentures (OCDs) without comp ...
2024 TaxPub(CL) 179 (SAT- Mum)
Sanjeet Kumar Sharma v. SEBI In favour of appellant, SAT- Mum, Appeal No. 596 of 2022, 09-Oct-2023
|
| 16375900 | Section 12A Prohibition of manipulative and deceptive devices, insider trading and substantial acqui -- WTM found appellants to be guilty of insider trading and consequently directed them to disgorge amou ...
2023 TaxPub(CL) 1684 (SAT-Mum)
Prannoy Roy v. SEBI In favour of appellant., SAT-Mum, Appeal No. 557 of 2020, 05-Oct-2023
|
| 16810400 | 2024 TaxPub(CL) 180 (SAT- Mum)
SEBI v. Arshad Warsi SAT- Mum, Misc. Application Nos. 1229, 1256 and 1230 of 2023, Appeal Nos. 284 and 285 of 2023, 04-Oct-2023
|
| 16495000 | Section 15T Appeal to the Securities Appellate Tribunal - Imposition of penalty for violation of bu -- Aftermath of Harshad Mehta scam, a Special Court was enacted, who attached entire shareholding of th ...
2023 TaxPub(CL) 1872 (SAT- Mum)
Apollo Tyres Ltd. v. SEBI In favour of appellant, SAT- Mum, Appeal No. 23 of 2019, 27-Sep-2023
|
| 16436900 | Section 15Z Appeal to the Securities Appellate Tribunal - Imposition of penalty in respect issuance -- Company issued Global Depository Receipts (GDRs), which was subscribed by one entity. SEBI found tha ...
2023 TaxPub(CL) 1758 (SAT- Mum)
V. Manikandan v. AO Against the appellant, SAT- Mum, Appeal Nos. 452 & 453 of 2022, 06-Sep-2023
|