| 18023800 | Section 15T, Regulation 16 Appeal to the Securities Appellate Tribunal - Appeal against imposition -- Company issued Non-Convertible Debentures and appointed debenture trustee. The debenture trustee was ...
2025 TaxPub(CL) 65 (SAT- Mum)
Vistra ITCL (India) Ltd. v. SEBI , SAT- Mum, , Appeal No. 536 of 2022, 2024-11-12
|
| 17581900 | Section 11AA Collective investment scheme - Directors sought directions to SEBI to liquidate attach -- Company and its directors collected money from investors through collective investment scheme in vio ...
2024 TaxPub(CL) 936 (SC)
Balasaheb Keshawrao Bhapkar v. SEBI , SC, , Writ Petition (Crl.) No. 546 of 2023, 2024-07-15
|
| 17656600 | Section 11C Investigation - Shareholders failed to comply with terms of settlement order - All de -- SEBI found that certain shareholders of company violated Minimum Public Shareholding Norms and discl ...
2024 TaxPub(CL) 1046 (Del-HC)
Ashoka Marketing Ltd. v. SEBI , Del-HC, , LPA Nos. 47 to 49 of 2024, CAV Nos. 14 to 16 of 2024, CM. Appeal Nos. 2400 of 2024 and Oths., 2024-01-15
|
| 17657100 | Sections 12A & 15HA Appeal to Securities Appellate Tribunal - Appellant and other persons involved i -- Adjudicating officer found that appellant along with other persons was involved in synchronized trad ...
2024 TaxPub(CL) 1051 (SAT- Mum)
Nilesh Kishanbhai Pandya v. SEBI , SAT- Mum, , Misc. Application Nos. 1680 to 1685 of 2022, Appeal Nos. 56 to 58 of 2023, 2023-12-18
|
| 16664400 | Sections 15HA & 15HB Penalty for fraudulent and unfair trade practices - Providing of investment ad -- Appellant applied for registration as a Research Analyst. While the application was under process SE ...
2024 TaxPub(CL) 64 (SAT- Mum) Restock Research v. SEBI Against the appellant, SAT- Mum, Appeal No. 877 of 2023, 11-Dec-2023
|
| 17085600 | Section 11B Section 203 Power to issue directions - Petition against rejection of application under -- Petitioner filed an application under section 203 of Cr.P.C. for dismissal of complaint, but the sam ...
2024 TaxPub(CL) 498 (Del-HC)
Subhash Nagpal v. SEBI , Del-HC, , Crl. M.C. No. 4418 of 2023, Crl. MA. No. 16891 of 2023, 2023-12-11
|
| 17656800 | Sections 15HB & 11 Penalty for contravention where no separate penalty has been provided - Appell -- Whole Time Member (WTM) of SEBI found that debentures were issued in violation of Companies Act. The ...
2024 TaxPub(CL) 1048 (SAT- Mum)
Bakil Singh v. SEBI , SAT- Mum, , Misc. Application No. 1323 of 2023, Appeal No. 913 of 2023, 2023-12-04
|
| 17656700 | Section 11C Investigation - Petition against non-supply of documents regarding Investigation Report -- Minority shareholders made various complaints to SEBI alleging violation of minimum public sharing n ...
2024 TaxPub(CL) 1047 (Bom-HC)
Ashok Dayabhai Shah v. SEBI , Bom-HC, , Writ Petition Nos. 530 & 447 of 2023, 2023-12-01
|