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16664400Sections 15HA & 15HB Penalty for fraudulent and unfair trade practices - Providing of investment advisory services without getting registered with SEBI - Violation of Investment Advisors Regulations - Whether order of refund of amount, restraining appellant from accessing securities market and imposition of penalty suffers from any error of law -- Appellant applied for registration as a Research Analyst. While the application was under process SE ...
2024 TaxPub(CL) 64 (SAT- Mum)
Restock Research v. SEBI Against the appellant, SAT- Mum, Appeal No. 877 of 2023, 11-Dec-2023

16810200 2024 TaxPub(CL) 178 (SAT-Mum)
Prakash C. Kanugo v. SEBI SAT-Mum, Misc. Application Nos. 1638 and 1639 of 2022, Appeal Nos. 709 and 710 of 2022, 06-Nov-2023

16495200 2023 TaxPub(CL) 1874 (Bom-HC)
Gaurang Ajit Sheth v. Arcadia Shares & Stock Brokers (P) Ltd. Bom-HC, Interim Application (L) No. 19877 of 2023 Alongwith Interim Application (L) No. 4782 Of 2023 In Suit (L) No. 4756 of 2023, 12-Oct-2023

16810300 2024 TaxPub(CL) 179 (SAT- Mum)
Sanjeet Kumar Sharma v. SEBI SAT- Mum, Appeal No. 596 of 2022, 09-Oct-2023

16375900Section 12A Prohibition of manipulative and deceptive devices, insider trading and substantial acquisition of securities or control - Appeal against imposition of penalty - No decision of change in policies, plans or operations of company taken by Board - Whether information related to reorganization of company is to be considered as a price sensitive information -- WTM found appellants to be guilty of insider trading and consequently directed them to disgorge amou ...
2023 TaxPub(CL) 1684 (SAT-Mum)
Prannoy Roy v. SEBI In favour of appellant., SAT-Mum, Appeal No. 557 of 2020, 05-Oct-2023

16810400 2024 TaxPub(CL) 180 (SAT- Mum)
SEBI v. Arshad Warsi SAT- Mum, Misc. Application Nos. 1229, 1256 and 1230 of 2023, Appeal Nos. 284 and 285 of 2023, 04-Oct-2023

16495000 2023 TaxPub(CL) 1872 (SAT- Mum)
Apollo Tyres Ltd. v. SEBI SAT- Mum, Appeal No. 23 of 2019, 27-Sep-2023

16436900Section 15Z Appeal to the Securities Appellate Tribunal - Imposition of penalty in respect issuance of fraudulent scheme of GDR - Appellant not involved in day to day affairs of company - Whether merely because appellant being Chairman of Audit Committee can be held responsible -- Company issued Global Depository Receipts (GDRs), which was subscribed by one entity. SEBI found tha ...
2023 TaxPub(CL) 1758 (SAT- Mum)
V. Manikandan v. AO Against the appellant, SAT- Mum, Appeal Nos. 452 & 453 of 2022, 06-Sep-2023






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