| 18385300 |
2025 TaxPub(CL) 861 (SEBI)
Hemant Ghai, In re , SEBI, , WTM/AB/IVD/ID15/31279/2024-25, 2025-03-19
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| 18385100 | Section 11B Section 15T&15Z Article 226 Power to issue directions and levy penalty - Appeal against imposition of penalty rejected by Appellate Tribunal - Availability of remedy under section 15Z - Maintainability of writ petition -- SEBI imposed penalty upon petitioner for violating securities laws. The petitioner filed an appeal a ...
2025 TaxPub(CL) 859 (Del-HC)
Bikash Kumar Jain v. SEBI , Del-HC, , W.P.(C) 806 of 2024, 2025-03-11
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| 18385200 | Section 15HB Section 15J Penalty for contravention where no separate penalty has been provided - Appellant indulged in violations of promising of assured return on investment and charging of higher fees - Unreasonable delay in commencement - Whether imposition of maximum penalty is justified -- SEBI imposed penalty under section 15HB upon appellant for violation of SEBI (Investment Advisers) R ...
2025 TaxPub(CL) 860 (SAT- Mum)
CapitalVia Global Research Ltd. v. SEBI , SAT- Mum, , Appeal No. 44 of 2023, 2025-03-05
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| 18383100 | Sections 28A Sections 15T&15-I Article 226 Recovery of amount - Petition against order of attachment of properties - Availability of alternative remedy under section 15T - Exercise of power under article 226 of Constitution of India -- Adjudicating Officer imposed penalty upon company as per section 15-I, as the company was operating ...
2025 TaxPub(CL) 839 (Del-HC)
Peers Allied Corpn. Ltd. v. SEBI , Del-HC, , W.P. (Crl) 1411 of 2023, 2025-02-24
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| 18281800 | Section 15T Appeal to the Securities Appellate Tribunal - Appeal against imposition of penalty - Stock broker misused clients| funds, funding clients beyond T+2+5 days and not issuing contract notes - Whether penalty is grossly disproportionate -- SEBI imposed penalty of Rs. 30 Lakh upon stock broker for misuse of clients| funds, funding clients ...
2025 TaxPub(CL) 703 (SAT- Mum)
Beeline Broking Ltd. v. SEBI , SAT- Mum, , Appeal No. 132 of 2023, 2025-01-31
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| 18352400 |
2025 TaxPub(CL) 773 (SAT- Mum)
Kunal Ashok Kashyap v. SEBI , SAT- Mum, , Appeal No. 542 of 2021, 2025-01-20
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| 18148500 | Section 24A Compounding of certain offences - Application for direction to SEBI to place on record all statements/documents rejected by trial court - Directions of - -- SEBI filed complaint against petitioner under sections 11C(6) & 27. The petitioner filed an applicat ...
2025 TaxPub(CL) 519 (Del-HC)
Sanjay Kumar v. SEBI , Del-HC, , Crl. M.C. No. 507 of 2022, Crl. M.A. No. 2212 of 2022, 2025-01-14
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| 18352500 |
2025 TaxPub(CL) 774 (SEBI)
Rohit Salgaocar, In re , SEBI, , WTM/KV/ISD/ISD-SEC-7/31103/2024-25, 2025-01-02
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