Sure Solution Finder Search

Caution: Use only space to separate the keywords. Do not use comma or any other punctuation mark. Ensure that the spellings of keywords entered are correct.

   
18023800Section 15T, Regulation 16 Appeal to the Securities Appellate Tribunal - Appeal against imposition of penalty - Allegation of attempting to suppress correct BENPOS report by appellant - Whether appellant is liable for violation of Debenture Trustees Regulations -- Company issued Non-Convertible Debentures and appointed debenture trustee. The debenture trustee was ...
2025 TaxPub(CL) 65 (SAT- Mum)
Vistra ITCL (India) Ltd. v. SEBI , SAT- Mum, , Appeal No. 536 of 2022, 2024-11-12

17581900Section 11AA Collective investment scheme - Directors sought directions to SEBI to liquidate attached assets for purpose of refund of monies - Illegal mobilization of funds by company - Allowability -- Company and its directors collected money from investors through collective investment scheme in vio ...
2024 TaxPub(CL) 936 (SC)
Balasaheb Keshawrao Bhapkar v. SEBI , SC, , Writ Petition (Crl.) No. 546 of 2023, 2024-07-15

17656600Section 11C Investigation - Shareholders failed to comply with terms of settlement order - All decisions in respect to settlement order took place at Mumbai - Jurisdiction of Delhi High Court to entertain petition against issuance of SCN -- SEBI found that certain shareholders of company violated Minimum Public Shareholding Norms and discl ...
2024 TaxPub(CL) 1046 (Del-HC)
Ashoka Marketing Ltd. v. SEBI , Del-HC, , LPA Nos. 47 to 49 of 2024, CAV Nos. 14 to 16 of 2024, CM. Appeal Nos. 2400 of 2024 and Oths., 2024-01-15

17657100Sections 12A & 15HA Appeal to Securities Appellate Tribunal - Appellant and other persons involved in synchronized trades in respect of increase of traded price - Meeting of mind between parties proved with trading pattern - Maintainability of appeal against imposition of penalty -- Adjudicating officer found that appellant along with other persons was involved in synchronized trad ...
2024 TaxPub(CL) 1051 (SAT- Mum)
Nilesh Kishanbhai Pandya v. SEBI , SAT- Mum, , Misc. Application Nos. 1680 to 1685 of 2022, Appeal Nos. 56 to 58 of 2023, 2023-12-18

16664400Sections 15HA & 15HB Penalty for fraudulent and unfair trade practices - Providing of investment advisory services without getting registered with SEBI - Violation of Investment Advisors Regulations - Whether order of refund of amount, restraining app -- Appellant applied for registration as a Research Analyst. While the application was under process SE ...
2024 TaxPub(CL) 64 (SAT- Mum) Restock Research v. SEBI Against the appellant, SAT- Mum, Appeal No. 877 of 2023, 11-Dec-2023

17085600Section 11B Section 203 Power to issue directions - Petition against rejection of application under section 203 of Cr.P.C. - Similar relief already dealt with by Court - Maintainability of petition -- Petitioner filed an application under section 203 of Cr.P.C. for dismissal of complaint, but the sam ...
2024 TaxPub(CL) 498 (Del-HC)
Subhash Nagpal v. SEBI , Del-HC, , Crl. M.C. No. 4418 of 2023, Crl. MA. No. 16891 of 2023, 2023-12-11

17656800Sections 15HB & 11 Penalty for contravention where no separate penalty has been provided - Appellants resigned from company prior to issuance of order of WTM - No willful failure on part of appellants to comply with order of refund of money - Maintainability of appeal against imposition of penalty -- Whole Time Member (WTM) of SEBI found that debentures were issued in violation of Companies Act. The ...
2024 TaxPub(CL) 1048 (SAT- Mum)
Bakil Singh v. SEBI , SAT- Mum, , Misc. Application No. 1323 of 2023, Appeal No. 913 of 2023, 2023-12-04

17656700Section 11C Investigation - Petition against non-supply of documents regarding Investigation Report and settlement order - Initial order of supply of document not complied with by SEBI on ground of subsequent development - Allowability -- Minority shareholders made various complaints to SEBI alleging violation of minimum public sharing n ...
2024 TaxPub(CL) 1047 (Bom-HC)
Ashok Dayabhai Shah v. SEBI , Bom-HC, , Writ Petition Nos. 530 & 447 of 2023, 2023-12-01






TaxPublishers