SEBICU200691 - Taxpublishers.in

SUBSCRIBE FOR FULL CONTENT


The Tax Publishers Circular No. SEBI/HO/AFD/AFD-SEC-2/P/CIR/2024/8, dt. 25-01-2024 Streamlining of Regulatory Reporting by Designated Depository Participants (DDPs) and Custodians 1. SEBI has reviewed various reports submitted by DDPs and Custodians in order to have uniform compliance standards, for ease of compliance reporting and for regulatory purposes. 2. In terms of Regulation 31(4) of SEBI (Foreign Portfolio Investors) Regulations, 2019, and Regulation 20 of the SEBI (Custodian) Regulations, 1996 read with the provisions of Master Circular for Custodians dt. 27-4-2023 (referred as Master Circular for Custodians) all DDPs and Custodians shall submit the reports specified by the Board from time to time. 3. Subsequent to the review, it has been decided that the following reports shall henceforth be submitted on the SEBI Intermediary Portal (SI Portal) by DDPs and Custodians : Table 1 : Reporting Requirements with Periodicity SUBSCRIBE FOR FULL CONTENT

The Tax Publishers

Circular No. SEBI/HO/AFD/AFD-SEC-2/P/CIR/2024/8, dt. 25-01-2024

Streamlining of Regulatory Reporting by Designated Depository Participants (DDPs) and Custodians

1. SEBI has reviewed various reports submitted by DDPs and Custodians in order to have uniform compliance standards, for ease of compliance reporting and for regulatory purposes.

2. In terms of Regulation 31(4) of SEBI (Foreign Portfolio Investors) Regulations, 2019, and Regulation 20 of the SEBI (Custodian) Regulations, 1996 read with the provisions of Master Circular for Custodians dt. 27-4-2023 (referred as Master Circular for Custodians) all DDPs and Custodians shall submit the reports specified by the Board from time to time.

3. Subsequent to the review, it has been decided that the following reports shall henceforth be submitted on the SEBI Intermediary Portal (SI Portal) by DDPs and Custodians :

Table 1 : Reporting Requirements with Periodicity